-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DqQKBU1ASGdw4PHDX9K4+N3Mh7cKaXO6fgCFOABgUDYzTpo/NVyHd4qyLHoYynD4 UtUay8kOfanaCzXL2MPNlQ== 0001144204-03-004405.txt : 20030813 0001144204-03-004405.hdr.sgml : 20030813 20030812180032 ACCESSION NUMBER: 0001144204-03-004405 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030813 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL GUARDIAN HOLDINGS INC CENTRAL INDEX KEY: 0000859916 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 330379106 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-56763 FILM NUMBER: 03838630 BUSINESS ADDRESS: STREET 1: 5795 FLEET STREET, STREET 2: SUITE 110 CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-579-0808 MAIL ADDRESS: STREET 1: 5795 FLEET STREET STREET 2: SUITE 110 CITY: CARLSBAD STATE: CA ZIP: 92008 FORMER COMPANY: FORMER CONFORMED NAME: HOLLYWOOD PARTNERS COM INC DATE OF NAME CHANGE: 19990929 FORMER COMPANY: FORMER CONFORMED NAME: GUIDELINE CAPITAL CORP DATE OF NAME CHANGE: 19980804 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KONSTANT NIKOLAS CENTRAL INDEX KEY: 0001133168 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 123 EAST DELAWARE STREET STREET 2: SUITE 5603 CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3122662201 MAIL ADDRESS: STREET 1: 123 EAST DELAWARE STREET STREET 2: SUITE 5603 CITY: CHICAGO STATE: IL ZIP: 60611 SC 13G 1 sched-13g.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ______________) Universal Guardian Holdings, Inc. ----------------------------------------------- (Name of Issuer) COMMON STOCK ----------------------------------------- (Title of Class of Securities) 913586103 ------------------------ (CUSIP Number) November 30, 2001 --------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ X ] Rule 13d-1(c) [ ] Rule 13d-1(d) The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Entities Only) Nikolas Konstant - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER - 878,000 -------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER - None SHARES BENEFICIALLY -------------------------------------------------- OWNED BY EACH 7 SOLE DISPOSITIVE POWER - 878,000 EACH REPORTING -------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER - 0 -------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 878,000 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.42% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT Item 1. (a) Name of Issuer: Universal Guardian Holdings, Inc. (b) Address of Issuer's Principal Executive Offices: Universal Guardian Holdings, Inc. 5759 Fleet Street - Suite 110 Carlsbad, CA 92008 Item 2. (a) Name of Person Filing: Nikolas Konstant (b) Address of Principal Business Office or, if none, Residence: c/o dydx Group of Funds LLC 2121 Avenue of the Stars - Suite 1650 Los Angeles, CA 90067 (c) Citizenship: United States (d) Title of Class Securities: Common Stock (e) CUSIP Number: 913586103 Item 3. Not applicable. Item 4. Ownership (a) Amount Beneficially Owned: 878,000 (b) Percent of Class: 5.42%. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 878,000 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 878,000 (iv) shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class Not applicable. Item 6. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not Applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of the Group Not applicable. Item 10. Certification By signing below I certify that, to the best if my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquire and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: August 8, 2003 /s/ Nikolas Konstant - ---------------------------------- Nikolas Konstant -----END PRIVACY-ENHANCED MESSAGE-----